Self-regulatory organization

Results: 1339



#Item
11Self-regulatory organizations / Economy / Business / Financial regulation / Investment Industry Regulatory Organization of Canada / Corporate law / Law / Corporate governance

IIROC 1006 AR_ENG-cvr.qxd:Layout:01 AM

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Source URL: www.iiroc.ca

Language: English - Date: 2012-01-31 07:59:08
12Self-regulatory organizations / Financial regulation / Investment Industry Regulatory Organization of Canada / Canadian securities regulation

Administrative Notice General Please distribute internally to: Senior Management Institutional

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Source URL: www.iiroc.ca

Language: English - Date: 2016-05-26 10:51:09
13Self-regulatory organizations / Economy / Finance / Money / Financial regulation / Investment Industry Regulatory Organization of Canada / United States securities law / Financial markets / Canadian securities regulation / Financial Industry Regulatory Authority / Universal Market Integrity Rules / Securities market

Annual Consolidated Compliance Report 2016

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Source URL: www.iiroc.ca

Language: English - Date: 2016-02-18 10:46:03
14Economy / Financial regulation / Stock market / Canadian Securities Administrators / Self-regulatory organizations / Canadian securities regulation / Corruption / Securities commission / Investment Industry Regulatory Organization of Canada / International Organization of Securities Commissions / Securities regulation in the United States / Security

CANADIAN SECURITIES ADMINISTRATORSEnforcement Report Canadian Securities Administrators About the CSA

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Source URL: www.securities-administrators.ca

Language: English - Date: 2016-02-19 12:28:03
15United States Securities and Exchange Commission / Financial regulation / Securities Exchange Act / Finance / U.S. Securities and Exchange Commission / OTC Markets Group / Business / Regulation S-K / SEC filings / United States securities law / 73rd United States Congress

Federal Register / Vol. 80, NoWednesday, June 17, Notices C. Self-Regulatory Organization’s Statement on Comments on the

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Source URL: docs.regulations.justia.com

Language: English - Date: 2015-06-17 05:30:49
16

Federal Register / Vol. 80, NoFriday, May 8, Notices B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden

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Source URL: docs.regulations.justia.com

Language: English - Date: 2015-05-08 05:30:36
    17

    FOR IMMEDIATE RELEASE DEFENDER DIRECT RECEIVES AMERICAN TELESERVICES ASSOCIATION SELF REGULATORY ORGANIZATION ACCREDITATION INDIANAPOLIS – August 23, 2010 – Indianapolis based DEFENDER Direct, Inc. recently received

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    Source URL: www.defenderdirect.com

    Language: English - Date: 2013-10-30 12:39:15
      18Financial regulation / Securities Exchange Act / NYSE Arca / New York Stock Exchange / U.S. Securities and Exchange Commission / United States / Self-regulatory organization / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

      SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMay 21, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Pro

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      Source URL: www.sec.gov

      Language: English - Date: 2015-05-22 08:48:26
      19Financial economics / Business / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / NASDAQ / OMX / International Securities Exchange / Self-regulatory organizations / Economy of the United States / United States securities law

      SECURITIES AND EXCHANGE COMMISSION (Release No; File No. S7May 8, 2015 Joint Industry Plan; Notice of Filing of Amendment No. 35 to the Joint Self-Regulatory Organization Plan Governing the Collection,

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      Source URL: www.sec.gov

      Language: English - Date: 2015-05-11 09:01:58
      20Communication design / Graphic design / International Chamber of Commerce / Self-regulatory organization / Direct marketing / Advertising to children / Business / Marketing / Advertising

      OctoberEASA Digital Marketing Communications

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      Source URL: www.asai.ie

      Language: English - Date: 2015-04-16 09:40:32
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